Compliance & risk mifid

FUNCTIONS

Solid suitability
model

The Deus risk engine allows for carrying out the multivariate suitability check to assess the MiFID profile of the customer according to the rules of legislation. Moreover, it is possible to evaluate the riskiness of the portfolio considering several risk indicators defined based on the specific needs of the intermediary.

Advanced risk
calculation methods

We adopt advanced risk calculation methods also for proprietary portfolios and institutional portfolios through specific application modules. Our risk engine ensures easy integration with additional risk calculation systems at the intermediary to guarantee consistency between the data.

Account aggregation
and data management

Strong skills in data management and service delivery in outsourcing logic. Account aggregation service for effective management of the relationship with the customer. We also manage the administrative documentation component linked to the placement of UCITs/SICAV.

CHARACTERISTICS

Deus’ reliability

Customer’s MiFID profile assessment and multivariate suitability control. Portfolio risk indicator calculation according to the specific needs of the intermediary and to power internal procedures. Deus’ risk engine is integrated within RoboAdvisory/Robo for advisor solutions to check the ex-ante suitability and to monitor the portfolio continuously.

Account aggregation

Construction of a single aggregate position per customer that enables 360-degree consultancy services on HNWI customers centralized management of information documents relating to UCITs and SICAVs (eg KIIDS, Factsheets, etc.) for the optimization of operational activities in relation to intermediary.

DATABASE OF FINANCIAL INSTRUMENTS AND PRICES

Data embedded
installation

The solution is also available in the cloud complete with a database of titles and prices (>300,000 multi-asset instruments). An extensive financial database (160,000 multi-asset products).
Italian mutual funds, SICAVs and ETFs, hedge funds, authorized and unauthorized foreign funds, pension and insurance funds, certificates, stocks, bonds and currency, indexes and benchmarks.

Data independent
installation

Flexibility in the integration of proprietary

titles and prices databases.

Deus solution is furthermore developed

to receive the intermediary’s historical data,

ensuring maximum flexibility in configuration choices

and timing in the implementation phases.

ADVANTAGES

A sound
model

Assessment of the suitability of the customer’s portfolio according to the current legislation.

Advanced
analysis

Account aggregation – Possibility to perform advanced analysis on the customer’s entire position.

Clarity
and transparency

Data uniformity between risk indicators and portfolio performance.

Operational
efficiency

Outsourcing of services of low added value to the intermediary (UCITs/SICAV documentation).

GALLERY

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SOLUTIONS

Portfolio Advanced analysis

ROBO WEALTH
ADVISORY

COMPLIANCE
& RISK MIFID