Compliance & Risk MiFID


HOW DOES IT WORK

Outsourcing services for the legal documentation supporting asset management.


Main features covered

5

The management of an extensive financial database (160,000 multi-asset products) has allowed the development of strong skills in data management and service delivery in outsourcing logic

5

Document flow management for UCIs: KIID, Prospect, subscription form, etc.; Deus provides a full outsourcing service and also allows the management of documentation specific to each customer

5

Account aggregation service for HNWI customers in full outsourcing: Deus receives information in various formats (PDF, Excel, TXT, CSV and even hardcopy) and takes care to rebuild customer portfolios in aggregate form.

5

Multivariate suitability engine for evaluating the customer’s MiFID profile

Database

5

Italian Mutual Funds

5

Authorised Foreign Funds

5

Unauthorised Foreign Funds

5

Open pension funds

5

Insurance funds

5

Hedge funds

5

Etf

5

Shares

5

Bonds

5

Indixes

5

Currencies

5

The historical series pertaining to the client can be integrated in the dataset.